Compliance examinations are the primary means regulatory agencies use to determine whether a financial institution is meeting its responsibility to comply with the requirements and proscriptions of federal consumer protection laws and regulations. Compliance examinations and visitations are conducted for a variety of reasons, but always have the same purpose: to ensure bank policies and procedures are fully compliant with federal banking regulations.
This Regulatory Examination Preparation online training course will help prepare your bank for regulatory examinations and understand the regulatory exam process.
Course Learning Objectives
By taking this online Regulatory Examination Preparation course, the user will learn to:
- Understand the regulatory exam process
- Prepare your bank for a regulatory examination
- Explain how regulatory agencies rate banks
- Identify common concerns many banks have when it comes to complying with key regulatory areas
This online Regulatory Examination Preparation course is made up of the following sections:
- Regulatory Examinations
- The Examination Process
- Common concerns
- The Fair Credit Reporting Act
This Regulatory Examination Preparation online training course was designed for bank employees.
If you have any concerns as to whether this course is appropriate for you or your industry, please browse our full selection of online courses.